Having now traced the progress of historical criticism in the special treatment of myth and legend, I shall proceed to investigate the form in which the same spirit manifested itself as regards what one may term secular history and secular historians. The field traversed will be found to be in some respects the same, but the mental attitude, the spirit, the motive of investigation are all changed.
There were heroes before the son of Atreus and historians before Herodotus, yet the latter is rightly hailed as the father of history, for in him we discover not merely the empirical connection of cause and effect, but that constant reference to Laws, which is the characteristic of the historian proper.
For all history must be essentially universal; not in the sense of comprising all the synchronous events of the past time, but through the universality of the principles employed. And the great conceptions which unify the work of Herodotus are such as even modern thought has not yet rejected. The immediate government of the world by God, the nemesis and punishment which sin and pride invariably bring with them, the revealing of God’s purpose to His people by signs and omens, by miracles and by prophecy; these are to Herodotus the laws which govern the phenomena of history. He is essentially the type of supernatural historian; his eyes are ever strained to discern the Spirit of God moving over the face of the waters of life; he is more concerned with final than with efficient causes.
Yet we can discern in him the rise of that historic sense which is the rational antecedent of the science of historical criticism, the φυσικὸν κριτήριον, to use the words of a Greek writer, as opposed to that which comes either τέχνη or διδαχῇ.
He has passed through the valley of faith and has caught a glimpse of the sunlit heights of Reason; but like all those who, while accepting the supernatural, yet attempt to apply the canons of rationalism, he is essentially inconsistent. For the better apprehension of the character of this historic sense in Herodotus it will be necessary to examine at some length the various forms of criticism in which it manifests itself.
Such fabulous stories as that of the Phoenix, of the goat-footed men, of the headless beings with eyes in their breasts, of the men who slept six months in the year (τοῦτο οὐκ ἐνδέχομαι ηὴν ἀρχήν), of the wer-wolf of the Neuri, and the like, are entirely rejected by him as being opposed to the ordinary experience of life, and to those natural laws whose universal influence the early Greek physical philosophers had already made known to the world of thought. Other legends, such as the suckling of Cyrus by a bitch, or the feather-rain of northern Europe, are rationalised and explained into a woman’s name and a fall of snow. The supernatural origin of the Scythian nation, from the union of Hercules and the monstrous Echidna, is set aside by him for the more probable account that they were a nomad tribe driven by the Massagetæ from Asia; and he appeals to the local names of their country as proof of the fact that the Kimmerians were the original possessors.
But in the case of Herodotus it will be more instructive to pass on from points like these to those questions of general probability, the true apprehension of which depends rather on a certain quality of mind than on any possibility of formulated rules, questions which form no unimportant part of scientific history; for it must be remembered always that the canons of historical criticism are essentially different from those of judicial evidence, for they cannot, like the latter, be made plain to every ordinary mind, but appeal to a certain historical faculty founded on the experience of life. Besides, the rules for the reception of evidence in courts of law are purely stationary, while the science of historical probability is essentially progressive, and changes with the advancing spirit of each age.
Now, of all the speculative canons of historical criticism, none is more important than that which rests on psychological probability.
Arguing from his knowledge of human nature, Herodotus rejects the presence of Helen within the walls of Troy. Had she been there, he says, Priam and his kinsmen would never have been so mad (φρενοβλαβεῖς) as not to give her up, when they and their children and their city were in such peril (ii. 118); and as regards the authority of Homer, some incidental passages in his poem show that he knew of Helen’s sojourn in Egypt during the siege, but selected the other story as being a more suitable motive for an epic. Similarly he does not believe that the Alcmæonidæ family, a family who had always been the haters of tyranny (μισοτύραννοι), and to whom, even more than to Harmodios and Aristogeiton, Athens owed its liberty, would ever have been so treacherous as to hold up a shield after the battle of Marathon as a signal for the Persian host to fall on the city. A shield, he acknowledges, was held up, but it could not possibly have been done by such friends of liberty as the house of Alcmæon; nor will he believe that a great king like Rhampsinitus would have sent his daughter κατίσαι ἐπ’ οἰκήματος.
Elsewhere he argues from more general considerations of probability; a Greek courtesan like Rhodopis would hardly have been rich enough to build a pyramid, and, besides, on chronological grounds the story is impossible (ii. 134).
In another passage (ii. 63), after giving an account of the forcible entry of the priests of Ares into the chapel of the god’s mother, which seems to have been a sort of religious faction fight where sticks were freely used (μάχη ξύλοισι καρτερή), ‘I feel sure,’ he says, ‘that many of them died from getting their heads broken, notwithstanding the assertions of the Egyptian priests to the contrary.’ There is also something charmingly naïve in the account he gives of the celebrated Greek swimmer who dived a distance of eighty stadia to give his countrymen warning of the Persian advance. ‘If, however,’ he says, ‘I may offer an opinion on the subject, I would say that he came in a boat.’
There is, of course, something a little trivial in some of the instances I have quoted; but in a writer like Herodotus, who stands on the borderland between faith and rationalism, one likes to note even the most minute instances of the rise of the critical and sceptical spirit of inquiry.
How really strange, at base, it was with him may, I think, be shown by a reference to those passages where he applies rationalistic tests to matters connected with religion. He nowhere, indeed, grapples with the moral and scientific difficulties of the Greek Bible; and where he rejects as incredible the marvellous achievements of Hercules in Egypt, he does so on the express grounds that he had not yet been received among the gods, and so was still subject to the ordinary conditions of mortal life (ἔτι ἄνθρωπον ἐόντα).
Even within these limits, however, his religious conscience seems to have been troubled at such daring rationalism, and the passage (ii. 45) concludes with a pious hope that God will pardon him for having gone so far, the great rationalistic passage being, of course, that in which he rejects the mythical account of the foundation of Dodona. ‘How can a dove speak with a human voice?’ he asks, and rationalises the bird into a foreign princess.
Similarly he seems more inclined to believe that the great storm at the beginning of the Persian War ceased from ordinary atmospheric causes, and not in consequence of the incantations of the Magians. He calls Melampos, whom the majority of the Greeks looked on as an inspired prophet, ‘a clever man who had acquired for himself the art of prophecy’; and as regards the miracle told of the Æginetan statues of the primeval deities of Damia and Auxesia, that they fell on their knees when the sacrilegious Athenians strove to carry them off, ‘any one may believe it,’ he says, ‘who likes, but as for myself, I place no credence in the tale.’
So much then for the rationalistic spirit of historical criticism, as far as it appears explicitly in the works of this great and philosophic writer; but for an adequate appreciation of his position we must also note how conscious he was of the value of documentary evidence, of the use of inscriptions, of the importance of the poets as throwing light on manners and customs as well as on historical incidents. No writer of any age has more vividly recognised the fact that history is a matter of evidence, and that it is as necessary for the historian to state his authority as it is to produce one’s witnesses in a court of law.
While, however, we can discern in Herodotus the rise of an historic sense, we must not blind ourselves to the large amount of instances where he receives supernatural influences as part of the ordinary forces of life. Compared to Thucydides, who succeeded him in the development of history, he appears almost like a mediæval writer matched with a modern rationalist. For, contemporary though they were, between these two authors there is an infinite chasm of thought.
The essential difference of their methods may be best illustrated from those passages where they treat of the same subject. The execution of the Spartan heralds, Nicolaos and Aneristos, during the Peloponnesian War is regarded by Herodotus as one of the most supernatural instances of the workings of nemesis and the wrath of an outraged hero; while the lengthened siege and ultimate fall of Troy was brought about by the avenging hand of God desiring to manifest unto men the mighty penalties which always follow upon mighty sins. But Thucydides either sees not, or desires not to see, in either of these events the finger of Providence, or the punishment of wicked doers. The death of the heralds is merely an Athenian retaliation for similar outrages committed by the opposite side; the long agony of the ten years’ siege is due merely to the want of a good commissariat in the Greek army; while the fall of the city is the result of a united military attack consequent on a good supply of provisions.
Now, it is to be observed that in this latter passage, as well as elsewhere, Thucydides is in no sense of the word a sceptic as regards his attitude towards the truth of these ancient legends.
Agamemnon and Atreus, Theseus and Eurystheus, even Minos, about whom Herodotus has some doubts, are to him as real personages as Alcibiades or Gylippus. The points in his historical criticism of the past are, first, his rejection of all extra-natural interference, and, secondly, the attributing to these ancient heroes the motives and modes of thought of his own day. The present was to him the key to the explanation of the past, as it was to the prediction of the future.
Now, as regards his attitude towards the supernatural he is at one with modern science. We too know that, just as the primeval coal-beds reveal to us the traces of rain-drops and other atmospheric phenomena similar to those of our own day, so, in estimating the history of the past, the introduction of no force must be allowed whose workings we cannot observe among the phenomena around us. To lay down canons of ultra-historical credibility for the explanation of events which happen to have preceded us by a few thousand years, is as thoroughly unscientific as it is to intermingle preternatural in geological theories.
Whatever the canons of art may be, no difficulty in history is so great as to warrant the introduction of a spirit of spirit θεὸς ἀπὸ μηχανῆς, in the sense of a violation of the laws of nature.
Upon the other point, however, Thucydides falls into an anachronism. To refuse to allow the workings of chivalrous and self-denying motives among the knights of the Trojan crusade, because he saw none in the faction-loving Athenian of his own day, is to show an entire ignorance of the various characteristics of human nature developing under different circumstances, and to deny to a primitive chieftain like Agamemnon that authority founded on opinion, to which we give the name of divine right, is to fall into an historical error quite as gross as attributing to Atreus the courting of the populace (τεθεραπευκότα τὸν δῆμον) with a view to the Mycenean throne.
The general method of historical criticism pursued by Thucydides having been thus indicated, it remains to proceed more into detail as regards those particular points where he claims for himself a more rational method of estimating evidence than either the public or his predecessors possessed.
‘So little pains,’ he remarks, ‘do the vulgar take in the investigation of truth, satisfied with their preconceived opinions,’ that the majority of the Greeks believe in a Pitanate cohort of the Spartan army and in a double vote being the prerogative of the Spartan kings, neither of which opinions has any foundation in fact. But the chief point on which he lays stress as evincing the ‘uncritical way with which men receive legends, even the legends of their own country,’ is the entire baselessness of the common Athenian tradition in which Harmodios and Aristogeiton were represented as the patriotic liberators of Athens from the Peisistratid tyranny. So far, he points out, from the love of freedom being their motive, both of them were influenced by merely personal considerations, Aristogeiton being jealous of Hipparchos’ attention to Harmodios, then a beautiful boy in the flower of Greek loveliness, while the latter’s indignation was aroused by an insult offered to his sister by the prince.
Their motives, then, were personal revenge, while the result of their conspiracy served only to rivet more tightly the chains of servitude which bound Athens to the Peisistratid house, for Hipparchos, whom they killed, was only the tyrant’s younger brother, and not the tyrant himself.
To prove his theory that Hippias was the elder, he appeals to the evidence afforded by a public inscription in which his name occurs immediately after that of his father, a point which he thinks shows that he was the eldest, and so the heir. This view he further corroborates by another inscription, on the altar of Apollo, which mentions the children of Hippias and not those of his brothers; ‘for it was natural for the eldest to be married first’; and besides this, on the score of general probability he points out that, had Hippias been the younger, he would not have so easily obtained the tyranny on the death of Hipparchos.
Now, what is important in Thucydides, as evinced in the treatment of legend generally, is not the results he arrived at, but the method by which he works. The first great rationalistic historian, he may be said to have paved the way for all those who followed after him, though it must always be remembered that, while the total absence in his pages of all the mystical paraphernalia of the supernatural theory of life is an advance in the progress of rationalism, and an era in scientific history, whose importance could never be over-estimated, yet we find along with it a total absence of any mention of those various social and economical forces which form such important factors in the evolution of the world, and to which Herodotus rightly gave great prominence in his immortal work. The history of Thucydides is essentially one-sided and incomplete. The intricate details of sieges and battles, subjects with which the historian proper has really nothing to do except so far as they may throw light on the spirit of the age, we would readily exchange for some notice of the condition of private society in Athens, or the influence and position of women.
There is an advance in the method of historical criticism; there is an advance in the conception and motive of history itself; for in Thucydides we may discern that natural reaction against the intrusion of didactic and theological considerations into the sphere of the pure intellect, the spirit of which may be found in the Euripidean treatment of tragedy and the later schools of art, as well as in the Platonic conception of science.
History, no doubt, has splendid lessons for our instruction, just as all good art comes to us as the herald of the noblest truth. But, to set before either the painter or the historian the inculcation of moral lessons as an aim to be consciously pursued, is to miss entirely the true motive and characteristic both of art and history, which is in the one case the creation of beauty, in the other the discovery of the laws of the evolution of progress: Il ne faut demander de l’Art que l’Art, du passé que le passé.
Herodotus wrote to illustrate the wonderful ways of Providence and the nemesis that falls on sin, and his work is a good example of the truth that nothing can dispense with criticism so much as a moral aim. Thucydides has no creed to preach, no doctrine to prove. He analyses the results which follow inevitably from certain antecedents, in order that on a recurrence of the same crisis men may know how to act.
His object was to discover the laws of the past so as to serve as a light to illumine the future. We must not confuse the recognition of the utility of history with any ideas of a didactic aim. Two points more in Thucydides remain for our consideration: his treatment of the rise of Greek civilisation, and of the primitive condition of Hellas, as well as the question how far can he be said really to have recognised the existence of laws regulating the complex phenomena of life.
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